LPL Financial Tag

Third-Party Broker-Dealers Explained
Third-Party Broker-Dealers Explained

Nov 12, 2020 |

The Third-Party Broker-Dealer Model A growing number of banks and credit unions are partnering with third-party broker-dealers (also known as third-party marketers) such as LPL Financial Institution Services and Raymond James Financial Institutions Division. Industry consulting group Kehrer Bielan Research and Consulting estimate that over 2,900 financial institutions are selling investment services. Their research suggests that 98.6% offer investment […]

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Webinar Recap: Leveraging Data For Compensation in LPL Bank and Credit Union Programs Part 2
Webinar Recap: Leveraging Data For Compensation in LPL Bank and Credit Union Programs Part 2

Oct 21, 2020 |

A few weeks ago, we hosted a webinar titled: Leveraging Data For Compensation in LPL Bank and Credit Union Programs. We brought together a group of seasoned leaders to discuss advisor compensation best practices. Terrapin Technologies President, Kristefor Lysne, moderated the discussion and was joined by: Peter Bielan, Principal, Kehrer Bielan Research & Consulting Peg […]

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