by James Pfeiffer | Apr 13, 2016 | Risk and Compliance
Like it or not, we are living in the age of audits. From internal teams that scrutinize our processes to regulatory bodies like FINRA and the SEC that scour over client data. The financial services industry has endured these necessary headaches for years, and until...
by James Pfeiffer | Jan 28, 2016 | Operational Excellence
Get Your Ducks in a Row: The Power of Data Aggregation and a Centralized Database Commission Data Aggregation Pandia supports a wide variety of standard sources of commission information including: National Financial, Pershing, Beta, First Clearing Corporation, NSCC,...
