Is your firm prepared to meet the new Department of Labor fiduciary standards?
# DOL Rule
The DOL Fiduciary Rule and Direct Mutual Fund Business
The final Department of Labor fiduciary ruling was enacted this past April, with full implementation scheduled for April 10, 2017. While some have speculated that President-elect Donald Trump may try to repeal or at least delay the rule, betting on this can leave you potentially unprepared to comply on day one.
