# Compliance

Efficient and Accurate Commission Accounting

Efficient and Accurate Commission Accounting

Get Your Ducks in a Row: The Power of Data Aggregation and a Centralized Database Commission Data Aggregation Pandia supports a wide variety of standard sources of commission information including: National Financial, Pershing, Beta, First Clearing Corporation, NSCC,...

Customer Success Story: Proactive Compliance for Broker-Dealers

Last year, one of our clients came to us with this question: “How do we ensure our brokerage is capturing all non-physical customer addresses in order to prevent violation of FINRA Anti-Money Laundering rules?” Pandia, our core product, has rules in place that monitor...

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