Resources

Our latest articles, case studies, and blog posts.

Guides and White Papers

Guide

FINRA Audit Preparation Guide for Broker-Dealers


Four Proven Ways to Prepare for a FINRA Routine Examination – According to Leading Compliance Experts

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White Paper

How Leading Broker-Dealers Leverage Digital Technology


Three Ways Digital Technology Helps
Retain Top Advisors and Boost Profits

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Case Studies

Case Study

Fulton Financial Streamlines Commission Processing


In this case study, learn how Terrapin’s incentive compensation management solution streamlined commission processing for Fulton Financial Advisors.

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Case Study

Enhancing LPL Data With Business Process Automation


Investment services firm enhances LPL data and clearing services with Terrapin Technologies business process automation solutions.

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Blog

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