Terrapin Technologies Company Overview
FINRA’s Trusted Contact Rule
BACKGROUND This last winter, FINRA introduced the trusted contact rule. It requires that broker-dealer firms make reasonable efforts to identify a “trusted contact,” a person to contact if the firm has a concern that the client is incapacitated or is the target of a...
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Delivering Innovative Solutions to the Financial Services Industry
DOL Fiduciary Rule Compliance
Is your firm prepared to meet the new Department of Labor fiduciary standards?
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Integrating With LPL Data and Automating Compensation Management – A Case Study
SUMMARY Many financial services institutions partner with a third party broker-dealer for their clearing needs. These institutions can offer investment services to their customers with less overhead and headache. However, for some institutions, the solutions provided...
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Customer Success Story: Fulton Financial Streamlines Commission Accounting
In this Customer Success Story, learn how Terrapin overcame numerous implementation challenges when replacing a legacy technology platform for a Fortune 500 brokerage firm.
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Customer Success Story: Replacing Legacy Technology Platform Yields Increased Efficiency and Production
In this Customer Success Story, learn how Terrapin overcame numerous implementation challenges when replacing a legacy technology platform for a Fortune 500 brokerage firm.
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