Resources

Our latest guides, whitepapers, case studies, and articles.

Guides, Whitepapers, and Case Studies

CASE STUDY

Business Process Automation Reduces Costs and Mitigates Risk


Financial services firm automates manual processes and experiences significant efficiency gains and enhanced compliance processes.

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Case Study

Fulton Financial Streamlines Commission Processing


Learn how incentive compensation management streamlined commission processing for Fulton Financial Advisors.

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Case Study

Enhancing LPL Data With Business Process Automation


Investment services firm enhances LPL data and clearing services with business process automation solutions.

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GUIDE

FINRA Audit Preparation Guide for Broker-Dealers


Learn four proven ways to prepare for a FINRA routine examination – according to leading compliance experts.

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WHITEPAPER

How Leading Broker-Dealers Leverage Digital Technology


Discover three key ways digital technology helps retain top advisors and boost profits

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