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Customer Success Story: Replacing Legacy Technology Platform Yields Increased Efficiency and Production
In this Customer Success Story, learn how Terrapin overcame numerous implementation challenges when replacing a legacy technology platform for a Fortune 500 brokerage firm. Read More…
Terrapin Technologies Company Overview
FINRA’s Trusted Contact Rule
BACKGROUND This last winter, FINRA introduced the trusted contact rule. It requires that broker-dealer firms make reasonable efforts to identify a “trusted contact,” a person to contact if the firm has a concern that the client is incapacitated or is the target of a...
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Delivering Innovative Solutions to the Financial Services Industry
DOL Fiduciary Rule Compliance
Is your firm prepared to meet the new Department of Labor fiduciary standards?
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Customer Success Story: Fulton Financial Streamlines Commission Accounting
In this Customer Success Story, learn how Terrapin overcame numerous implementation challenges when replacing a legacy technology platform for a Fortune 500 brokerage firm.
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Customer Success Story: Replacing Legacy Technology Platform Yields Increased Efficiency and Production
In this Customer Success Story, learn how Terrapin overcame numerous implementation challenges when replacing a legacy technology platform for a Fortune 500 brokerage firm.
read more
Data Validation in The Age of Audits
We are now in a period where continual audits are the norm, and financial services organizations need to be flexible and quick to react to ever-changing regulatory requirements.
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