Resources
Advice, best practices, and thought leadership for wealth management firms. Grow your knowledge and your business.
Upcoming and Recent Webinars
Turning Direct Business into a Strategic Asset
On-Demand Webinar
Fall 2022 Advisor Compensation Planning Webinar
On-Demand Webinar
Best Practices in Financial Advisor Succession Planning
On-Demand Webinar
Featured Customer Stories
United Brokerage Services Turns Direct Business into a Strategic Asset with Terrapin
Learn how Terrapin supports United Brokerage Services’ direct business model paving the way to consistent and scalable growth.
Read the Story >>
Automating Compensation Enhances Back-Office Productivity for Northwest Financial Advisors
Discover how Terrapin’s compensation management solution enhances productivity for this nationally recognized wealth management firm.
Read the Story >>
Fulton Financial Streamlines Commission Processing With Terrapin Technologies
This case study explores how compensation management software streamlined commission processing for Fulton Financial Advisors.
Read the Story >>
Guides
2023 Annual Industry Checkup from Kehrer Group
The Annual Industry Checkup provides year-over-year and long-term trends in banks and credit unions selling investments, advisor headcount, productivity, and their implication for the coming year.
Guide to FINRA's Broker-Dealer Examination Process
Learn four proven ways to prepare for a FINRA routine examination – according to leading compliance experts.
Mutual Fund Direct Business
“Is mutual fund direct business a viable option for our firm?” remains an important question for broker-dealers to ask. This guide provides a framework to help find the answer.
Data Quality Checkup for Wealth Management Firms
Free data quality checkup tool to help you evaluate the health of your data quality. This online checkup provides a score, summary of results, and guidance.
Recent Blog Posts
Terrapin Technologies Sponsors 2023 Annual Industry Checkup
Announcing: Terrapin Technologies Sponsors Kehrer Group’s 2023 Annual Industry Checkup. Minneapolis, M.N. – May 4, 2023: Terrapin Technologies today announced the launch of the 2023 Annual Industry Checkup by the Kehrer Group. Terrapin is once again a proud sponsor...
Upcoming Webinar: Turning Direct Business into a Strategic Asset
In our upcoming webinar, Turning Direct Business into a Strategic Asset, we'll delve into the advantages and challenges of the direct business model, exploring ways to transform it into a strategic asset. Industry data shows that one-third of assets in bank-based...
Benefits of Data Analytics for Wealth Management Firms
Data analytics in wealth management is increasingly becoming more vital. Globally, a growing number of financial services firms are using big data analytics to improve internal operations, mitigate risk, and boost profits. They also rely on data analytics to help them...
10 Best Podcasts for Financial Professionals
To say that podcasts have become incredibly popular within the past few years is an understatement. According to Edison Research, 74 million Americans listen to podcasts every week. Their popularity is largely due to the depth and breadth of content, from aviation to...
FINRA’s Top Enforcement Issues in 2022
In a recent blog, we provided key takeaways from FINRA's 2023 Examination and Risk Monitoring Program Report. This blog will take a closer look at FINRA's top enforcement issues in 2022. Fines Trending Down According to Eversheds Sutherland's annual report of FINRA's...
New Customer Story: Turning Direct Business into a Strategic Asset
We are excited to announce the launch of our recent customer story, United Brokerage Services Turns Direct Business into a Strategic Asset with Terrapin. This new customer story highlights how our technology supports United Brokerage Services’ direct business model...
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Advice, resources, and thought leadership for wealth management firms. Grow your knowledge and your business.