Resources
Our latest guides, whitepapers, case studies, and articles.
Guides, Whitepapers, and Case Studies
Case Study
Fulton Financial Streamlines Commission Processing
Learn how incentive compensation management streamlined commission processing for Fulton Financial Advisors.
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Case Study
Enhancing LPL Data With Business Process Automation
Investment services firm enhances LPL data and clearing services with business process automation solutions.
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INTERACTIVE DATA CHART
Advisor Compensation Data Visualization
Use this interactive data chart to explore gross annual production vs. effective annual payout based on data from the Kehrer Bielan 2018 Advisor Compensation Study.
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GUIDE
FINRA Audit Preparation Guide for Broker-Dealers
Learn four proven ways to prepare for a FINRA routine examination – according to leading compliance experts.
WHITEPAPER
How Leading Broker-Dealers Leverage Digital Technology
Discover three key ways digital technology helps retain top advisors and boost profits
