Resources

Advice, best practices, and thought leadership for wealth management firms. Grow your knowledge and your business.

Featured Customer Stories

United Brokerage Services Turns Direct Business into a Strategic Asset with Terrapin

Learn how Terrapin supports United Brokerage Services’ direct business model paving the way to consistent and scalable growth.

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Automating Compensation Enhances Back-Office Productivity for Northwest Financial Advisors

Discover how Terrapin’s compensation management solution enhances productivity for this nationally recognized wealth management firm.


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Fulton Financial Streamlines Commission Processing With Terrapin Technologies

This case study explores how compensation management software streamlined commission processing for Fulton Financial Advisors.


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Upcoming and Recent Webinars

Turning Direct Business into a Strategic Asset


Explore the challenges and advantages of the direct business model, and learn ways to leverage this strategic asset.

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Fall 2022 Advisor Compensation Planning Webinar


Learn how to fully leverage advisor compensation planning to achieve your strategic business outcomes.

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Best Practices in Financial Advisor Succession Planning


This webinar explores industry trends, effective models, and the role of technology in financial advisor succession planning.

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Guides

2023 Annual Industry Checkup from Kehrer Group


The Annual Industry Checkup provides year-over-year and long-term trends in banks and credit unions selling investments, advisor headcount, productivity, and their implication for the coming year.

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Data Quality Checkup for Wealth Management Firms


Free data quality checkup tool to help you evaluate the health of your data quality. This online checkup provides a score, summary of results, and guidance.

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Guide to FINRA's Broker-Dealer Examination Process


Learn four proven ways to prepare for a FINRA routine examination – according to leading compliance experts.

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How Leading Broker-Dealers Leverage Digital Technology


Discover three key ways digital technology helps retain top advisors and boost profits.

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Mutual Fund Direct Business


“Is mutual fund direct business a viable option for our firm?” remains an important question for broker-dealers to ask. This guide provides a framework to help find the answer.

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Recent Blog Posts

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Advice, resources, and thought leadership for wealth management firms. Grow your knowledge and your business.