Resources
Our latest articles, case studies, and blog posts.
Guides and White Papers
Guide
FINRA Audit Preparation Guide for Broker-Dealers
Four Proven Ways to Prepare for a FINRA Routine Examination – According to Leading Compliance Experts
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White Paper
How Leading Broker-Dealers Leverage Digital Technology
Three Ways Digital Technology Helps
Retain Top Advisors and Boost Profits
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Case Studies
Case Study
Fulton Financial Streamlines Commission Processing
In this case study, learn how Terrapin’s incentive compensation management solution streamlined commission processing for Fulton Financial Advisors.
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Case Study
Enhancing LPL Data With Business Process Automation
Investment services firm enhances LPL data and clearing services with Terrapin Technologies business process automation solutions.
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