Advice, best practices, and thought leadership for investment firms. Grow your knowledge and your business.

Featured Customer Stories

Automating Compensation Enhances Back-Office Productivity for Northwest Financial Advisors

Discover how Terrapin’s compensation management solution enhances productivity for this nationally recognized wealth management firm.

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Business Process Automation Reduces Overhead And Mitigates Compliance Risk

Learn how a Fortune 500 wealth management firm increased efficiency and improved compliance processes with workflow automation.

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Fulton Financial Streamlines Commission Processing With Terrapin Technologies

This case study explores how compensation management software streamlined commission processing for Fulton Financial Advisors.

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Guide to FINRA's Broker-Dealer Examination Process

Learn four proven ways to prepare for a FINRA routine examination – according to leading compliance experts.


How Leading Broker-Dealers Leverage Digital Technology

Discover three key ways digital technology helps retain top advisors and boost profits.


Mutual Fund Direct Business

“Is mutual fund direct business a viable option for our firm?” remains an important question for broker-dealers to ask. This guide provides a framework to help find the answer.


Data Quality Checkup for Wealth Management Firms

Free data quality checkup tool to help you evaluate the health of your data quality. This online checkup provides a score, summary of results, and guidance.


Recent Blog Posts

Moving Towards T+1 Settlement
Moving Towards T+1 Settlement

In February 2022, the SEC proposed new rules to shift to a trading day plus one business day settlement (T+1) cycle for securities trades in the US. In a coordinated effort, the Securities Industry and Financial Markets Association (SIFMA), the Investment Company...

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Advice, resources, and thought leadership for wealth management firms. Grow your knowledge and your business.