News Articles

Upcoming Webinar: Best Practices in Working With Your Third-Party Broker-Dealer
Upcoming Webinar: Best Practices in Working With Your Third-Party Broker-Dealer

We’re excited to announce our upcoming webinar Best Practices in Working With Your Third-Party Broker-Dealer scheduled on Wednesday, March 17, 2021 at 1:00 PM CT. In this webinar, we explore how your investment services program can get the most out of your third-party broker-dealer partnership. Discussion Topics Include: A look at how investment services programs grow and why […]

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Terrapin Technologies Launches Trade Surveillance Solution in partnership with Wintrust Wealth Management
Terrapin Technologies Launches Trade Surveillance Solution in partnership with Wintrust Wealth Management

Wintrust Wealth Management invests in technology enhancement benefitting its compliance program by delivering a more agile and efficient analysis of direct business transactions. Minneapolis, M.N. – Jan. 19, 2021: Terrapin Technologies today announced a new trade surveillance solution in partnership with Wintrust Wealth Management. The trade surveillance solution provides compliance departments the capability to monitor […]

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