# Insights

FINRA’s Trusted Contact Rule

FINRA’s Trusted Contact Rule

by | Last updated Aug 29, 2018 | Insights

BACKGROUND This last winter, FINRA introduced the trusted contact rule. It requires that broker-dealer firms make reasonable efforts to identify a “trusted contact,” a person to contact if the firm has a concern that the client is incapacitated or is the target of a...
Data Aggregation Solutions

Data Aggregation Solutions

by | Last updated Jun 27, 2017 | Insights

Terrapin Technologies’ data solutions platform, Pandia, offers comprehensive data aggregation and robust data management. Our data aggregation infrastructure is scalable and delivers a global view of a financial services firm’s business.

Efficient and Accurate Commission Accounting

Efficient and Accurate Commission Accounting

by | Last updated Nov 30, 2018 | Insights

Get Your Ducks in a Row The Power of Data Aggregation and a Centralized Database Commission Data Aggregation Pandia supports a wide variety of standard sources of commission information including: National Financial, Pershing, Beta, First Clearing Corporation, NSCC,...