
# Insights

BACKGROUND This last winter, FINRA introduced the trusted contact rule. It requires that broker-dealer firms make reasonable efforts to identify a “trusted contact,” a person to contact if the firm has a concern that the client is incapacitated or is the target of a...

Delivering Innovative Solutions to the Financial Services Industry

DOL Fiduciary Rule Compliance
Is your firm prepared to meet the new Department of Labor fiduciary standards?

Data Aggregation Solutions
Terrapin Technologies’ data solutions platform, Pandia, offers comprehensive data aggregation and robust data management. Our data aggregation infrastructure is scalable and delivers a global view of a financial services firm’s business.

Terrapin Technologies: Experience When and Where it Counts
After more than two decades of working with several financial institutions with assets greater than $100 billion, Terrapin Technologies succeeds through the right combination of experience and engagement.

Efficient and Accurate Commission Accounting
Get Your Ducks in a Row The Power of Data Aggregation and a Centralized Database Commission Data Aggregation Pandia supports a wide variety of standard sources of commission information including: National Financial, Pershing, Beta, First Clearing Corporation, NSCC,...