# Insights

FINRA’s Trusted Contact Rule

FINRA’s Trusted Contact Rule

BACKGROUND This last winter, FINRA introduced the trusted contact rule. It requires that broker-dealer firms make reasonable efforts to identify a “trusted contact,” a person to contact if the firm has a concern that the client is incapacitated or is the target of a...
Data Aggregation Solutions

Data Aggregation Solutions

Terrapin Technologies’ data solutions platform, Pandia, offers comprehensive data aggregation and robust data management. Our data aggregation infrastructure is scalable and delivers a global view of a financial services firm’s business.

Efficient and Accurate Commission Accounting

Efficient and Accurate Commission Accounting

Get Your Ducks in a Row The Power of Data Aggregation and a Centralized Database Commission Data Aggregation Pandia supports a wide variety of standard sources of commission information including: National Financial, Pershing, Beta, First Clearing Corporation, NSCC,...