# Case Studies

Customer Success Story: Asset Tracking and Reporting

One of our clients came to us with a problem; how to meet property transmit rules for managed money and mutual funds. Our solution: a workflow module for tracking, monitoring and reporting on the location and status of customer funds. We started the conversation by...

Customer Success Story: Proactive Compliance for Broker-Dealers

Last year, one of our clients came to us with this question: “How do we ensure our brokerage is capturing all non-physical customer addresses in order to prevent violation of FINRA Anti-Money Laundering rules?” Pandia, our core product, has rules in place that monitor...

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