Terrapin Technologies Sponsors 2023 Annual Industry Checkup
Announcing: Terrapin Technologies Sponsors Kehrer Group’s 2023 Annual Industry Checkup. Minneapolis, M.N. – May 4, 2023: Terrapin Technologies today announced the launch of the 2023 Annual Industry Checkup by the Kehrer Group. Terrapin is once again a proud sponsor...
Upcoming Webinar: Turning Direct Business into a Strategic Asset
In our upcoming webinar, Turning Direct Business into a Strategic Asset, we'll delve into the advantages and challenges of the direct business model, exploring ways to transform it into a strategic asset. Industry data shows that one-third of assets in bank-based...
Benefits of Data Analytics for Wealth Management Firms
Data analytics in wealth management is increasingly becoming more vital. Globally, a growing number of financial services firms are using big data analytics to improve internal operations, mitigate risk, and boost profits. They also rely on data analytics to help them...
10 Best Podcasts for Financial Professionals
To say that podcasts have become incredibly popular within the past few years is an understatement. According to Edison Research, 74 million Americans listen to podcasts every week. Their popularity is largely due to the depth and breadth of content, from aviation to...
FINRA’s Top Enforcement Issues in 2022
In a recent blog, we provided key takeaways from FINRA's 2023 Examination and Risk Monitoring Program Report. This blog will take a closer look at FINRA's top enforcement issues in 2022. Fines Trending Down According to Eversheds Sutherland's annual report of FINRA's...
New Customer Story: Turning Direct Business into a Strategic Asset
We are excited to announce the launch of our recent customer story, United Brokerage Services Turns Direct Business into a Strategic Asset with Terrapin. This new customer story highlights how our technology supports United Brokerage Services’ direct business model...
FINRA’s 2023 Examination and Risk Monitoring Program Report
This January, FINRA published the 2023 Report on FINRA’s Examination and Risk Monitoring Program. The Report provides essential guidance for compliance officers and is devised to inform member firms' compliance programs by delivering annual insights from FINRA's...
Understanding and Overcoming Technology Adoption Challenges
Thomson Reuters Regulatory Intelligence’s annual survey on fintech, regtech, and the role of compliance in 2021 reported that “the adoption and implementation of technology has taken a huge step forward during the pandemic and sector growth is expected to accelerate...