Customer Success Story: Asset Tracking and Reporting

One of our clients came to us with a problem; how to meet property transmit rules for managed money and mutual funds. Our solution: a workflow module for tracking, monitoring and reporting on the location and status of customer funds. We started the conversation by...

Terrapin Technologies to Sponsor CFO Roundtable

MINNEAPOLIS, MN, March 5, 2013 – Terrapin Technologies, a leading solution provider to broker-dealers, will sponsor the Kehrer Saltzman & Associates Bank Brokerage CFO Roundtable prior to the 2013 Bank Insurance & Securities Association (BISA) Convention. The...

Between Exams

How should a broker-dealer prepare for a FINRA exam when it’s a long way off? To use an academic analogy, what efforts can broker-dealers make at midterm to improve their performance on the final exam?

Terrapin Paper Addresses Fund Direct for Mutual Funds

Terrapin Provides Insights To Brokers Processing Mutual Funds The company’s first Industry Perspectives paper discusses the choices managing mutual fund transactions MINNEAPOLIS, MN., November 15, 2012 — Terrapin Technologies has released the first in a series...

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