FINRA’s Top Enforcement Issues in 2021

FINRA’s Top Enforcement Issues in 2021

Our last blog provided an overview and key takeaways of FINRA’s 2022 Examination and Risk Monitoring Program Report. In this blog, we will take a closer look at FINRA’s top enforcement issues in 2021. According to Eversheds Sutherland’s annual report of FINRA’s...
Dealing with Meeting Fatigue

Dealing with Meeting Fatigue

An article headline from TechRepublic caught my attention: “Do you spend 30% of your week in meetings? Survey says many people do” Here are some stats from the survey: Mondays are the most popular day of week to schedule meetings Wednesdays have the...