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Best Practices in Working With Your Third-Party Broker-Dealer Webinar Recap

Best Practices in Working With Your Third-Party Broker-Dealer Webinar Recap

by James Pfeiffer | Apr 14, 2021 | Strategic Growth

We recently hosted a webinar titled: Best Practices in Working With Your Third-Party Broker-Dealer. This webinar explored how bank and credit union investment services programs can get the most out of their third-party broker-dealer partnership. Terrapin Technologies...
Upcoming Webinar: Best Practices in Working With Your Third-Party Broker-Dealer

Upcoming Webinar: Best Practices in Working With Your Third-Party Broker-Dealer

by James Pfeiffer | Mar 8, 2021 | News

We’re excited to announce our upcoming webinar Best Practices in Working With Your Third-Party Broker-Dealer scheduled on Wednesday, March 17, 2021 at 1:00 PM CT. In this webinar, we explore how your investment services program can get the most out of your...
FINRA’s 2021 Examination and Risk Monitoring Program Report

FINRA’s 2021 Examination and Risk Monitoring Program Report

by James Pfeiffer | Feb 23, 2021 | Risk and Compliance

This February, FINRA released the 2021 Report on its Examination and Risk Monitoring Program. The Report is designed to inform member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations. The Report combines and replaces...
Terrapin Technologies Launches Trade Surveillance Solution in partnership with Wintrust Wealth Management

Terrapin Technologies Launches Trade Surveillance Solution in partnership with Wintrust Wealth Management

by James Pfeiffer | Jan 19, 2021 | News

Wintrust Wealth Management invests in technology enhancement benefitting its compliance program by delivering a more agile and efficient analysis of direct business transactions. Minneapolis, M.N. – Jan. 19, 2021: Terrapin Technologies today announced a new trade...
Webinar Recap: Leveraging Financial Institution Data in LPL Bank and Credit Union Programs

Webinar Recap: Leveraging Financial Institution Data in LPL Bank and Credit Union Programs

by James Pfeiffer | Jan 11, 2021 | Strategic Growth

We recently hosted a webinar titled: Leveraging Financial Institution Data in LPL Bank and Credit Union Programs. The panel featured industry leaders who discussed ways to leverage financial institution data to successfully drive revenue and growth. Discussion topics...
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Terrapin Technologies provides financial data and reporting solutions for broker-dealers and RIAs.

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7850 Metro Pkwy, Ste 320
Bloomington, Minnesota 55425
Main: 612-244-2300
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